-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, NJk4dLwD/9UANFXGcCo1Ebx/nwr8jbZBgBb64YEbr/8SnkCcAJlhKZZekZCPyMdu cGsHdAPT5NWBi6bAbu4afg== 0000929499-95-000003.txt : 19950626 0000929499-95-000003.hdr.sgml : 19950626 ACCESSION NUMBER: 0000929499-95-000003 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19950623 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY GLOBAL OPPORTUNITY BOND FUND INC CENTRAL INDEX KEY: 0000921187 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44297 FILM NUMBER: 95548968 BUSINESS ADDRESS: STREET 1: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122967100 MAIL ADDRESS: STREET 1: 73 TREMONT ST STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02108 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY REAL YIELD DEBT FUND INC DATE OF NAME CHANGE: 19940404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK MORGAN STANLEY AG CENTRAL INDEX KEY: 0000929499 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 92/3RD FL STREET 2: CH-8023 SC 13D/A 1 SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6 ) Morgan Stanley Global Opportunity Bond Fund Inc. ------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------- (Title of class of securities) 61744R103 ------------------------------------------------- (CUSIP number) John Webley Bahnhofstrasse 92/3rd Floor CH-8023 Zurich/Switzerland 011-411-220-9111 -------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) May 24, 1995 -------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ] Check the following box [ ] if a fee is being paid with the statement. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1 (a) for other parties to whom copies are to be sent. (Continued on following pages) 13D CUSIP No. 61744R103 PAGE 2 OF 8 PAGES 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Bank Morgan Stanley AG 2. CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS* 00 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] Inapplicable 6. CITIZENSHIP OR PLACE OF ORGANIZATION Zurich, Switzerland NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 0 8. SHARED VOTING POWER 854,370 9. SOLE DISPOSITIVE POWER 0 10. SHARED DISPOSITIVE POWER 854,370 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 854,370 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* Inapplicable 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 20.69% 14. TYPE OF REPORTING PERSON* BK, CO * SEE INSTRUCTIONS BEFORE FILLING OUT ! CUSIP NO. 61744R103 PAGE 3 OF 8 PAGES Item 1. Security and Issuer ------------------- This Schedule 13D relates to shares of common stock (the "Shares") of the Morgan Stanley Global Opportunity Bond Fund, Inc. ("GOBF"). The principal executive offices of GOBF are located at 1221 Avenue of the Americas, New York, New York, 10020 Item 2. Identity and Background ----------------------- (a) This Schedule 13D is being filed by Bank Morgan Stanley AG (the "Filing Person"). Except to the extent set forth in the body of this Schedule 13D, information relating to the executive officers and directors of the Filing Person is set forth in Exhibit 1 to this Schedule 13D. (b) The business address of the Filing Person is: Bahnhofstrasse 92/3rd floor CH-8023 Zurich/Switzerland (c) The Filing Person is a corporation that is a fully licensed bank under the Laws of Switzerland, and is engaged in, among other things, the management of accounts on a discretionary basis for its clients. (d) During the past five years, neither the Filing Person nor any of its executive officers or directors has been convicted in a criminal proceeding. (e) During the past five years, neither the Filing Person nor any of its executive officers or directors has been a party to a civil proceeding as a result of which any such person is subject to a judgement, decree or final order enjoining either from or mandating activities subject to federal or state securities laws, or finding any such person in violation of such laws. (f) The Filing Person is organized under the laws of Switzerland. Item 3. Source and Amount of Funds or Other Consideration ------------------------------------------------- The source of funds for the purchases of the Shares made by the Filing Person was funds of the Filing Person's clients that are managed by the Filing Person pursuant to discretionary authority. CUSIP NO. 61744R103 PAGE 4 OF 8 PAGES Item 4. Purpose of Transaction ---------------------- The acquisitions by the Filing Person were made in the ordinary course of its business as investment manager for its clients, and not for the purpose of effecting any of the transactions listed in paragraphs a through j of this item. The Filing Person may from time to time purchase additional shares or sell shares on behalf of its clients. Item 5. Interest In Securities of the Issuer ------------------------------------ (a) As of the close of business on May 24, 1995, the Filing Person, for purposes of Section 13(d) and the rules and regulations thereunder, may be deemed to beneficially own 854,370 Shares in the accounts of its clients, constituting in the aggregate approximately 20.69% of the common shares outstanding. To the best of the Filing Person's knowledge, none of the executive officers or directors of the Filing Person beneficially owns any shares. (b) Number of such Shares held by the Filing Person for which there is sole power to vote or to direct the vote: 0 , shared power to vote or to direct the vote: 854,370 sole power to dispose or to direct the disposition: 0 , shared power to dispose or to direct the disposition: 854,370 (c) Inapplicable (d) The individual account owners are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from, the sale of such securities. No such account holds more than 5 percent of the class. (e) Inapplicable Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer ------------------------------------------------------------- The Filing Person is not a party to any contract, arrangement, understanding, or relationship with respect to the Shares except to the extent that any of its clients may, at any time, revoke the Filing Person's discretionary authority; any such revocation would cause the Filing Person to no longer be deemed to beneficially own the relevant shares. Item 7. Material to be Filed as Exhibits -------------------------------- Exhibit 1 - Executive Officers and Directors of the Filing Person Exhibit 2 - Transactions Effected in the Past Sixty Days CUSIP NO. 61744R103 PAGE 5 OF 8 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date June 15, 1995 ----------------------------------------------------------- Signature /s/ John Webley ----------------------------------------------------------- Name/Title John Webley / Executive Director ----------------------------------------------------------- Bank Morgan Stanley AG CUSIP NO. 61744R103 PAGE 5 OF 8 PAGES INDEX TO EXHIBITS Exhibit 1 - Bank Morgan Stanley AG Executive Officers and Directors - --------- Exhibit 2 - Transactions Effected in the Past Sixty Days - --------- EX-1 2 EXHIBIT 1 CUSIP NO. 61744R103 PAGE 7 OF 8 PAGES Exhibit 1 BANK MORGAN STANLEY AG ---------------------- DIRECTORS AND EXECUTIVE OFFICERS -------------------------------- The following persons are the directors and executive officers of Bank Morgan Stanley A.G. The principal occupation of each is indicated by the title accompanying his name. Except where noted, each is a citizen of Switzerland. Directors Business Address - ------------------------- ----------------------------- GRISARD, Dr. G.E. Morystrasse 98 Executive Chairman 4125 Richen/Switzerland HIAG Holding AG HAYTHE, David O. ** 25 Cabot Square Chairman Canary Wharf Managing Director London, E144 QA, England Morgan Stanley & Co. International Ltd. STUDZINSKI, John J. ** 25 Cabot Square Managing Director Canary Wharf Morgan Stanley & Co. Incorporated London, E144 QA, England PICTET, P.A. Pictet & Cie Retired 29, Boulevard Georges Favon 1211 Geneva/Switzerland STEINMANN, Dr. C. Seefeldstrasse 19 Attorney 8008 Zurich/Switzerland Bar & Karrer EXECUTIVE OFFICERS - ------------------------- BRUNDLER, Adolf Bahnhofstrasse 92 Managing Director CH-8023 Bank Morgan Stanley A.G. Zurich/Switzerland WEBLEY, John * Executive Director Bahnhofstrasse 92 Bank Morgan Stanley A.G. CH-8023 Zurich/Switzerland * Citizen of United Kingdom ** Citizen of United States EX-2 3 EXHIBIT 2 CUSIP NO. 61744R103 PAGE 8 OF 8 PAGES EXHIBIT 2 Transactions Effected During the Past Sixty Days (except for transactions already reported) Settle Trade Date Date Buy/Sell Quantity Exec Price Currency - ---------- ------- -------- -------- ---------- -------- 3/30/95 4/06/95 Buy 5,000 10.750 USD 3/30/95 4/06/95 Buy 2,500 10.750 USD 3/30/95 4/06/95 Buy 500 10.750 USD 3/31/95 4/07/95 Buy 4,000 11.138 USD 3/31/95 4/07/95 Buy 6,000 11.138 USD 4/10/95 4/18/95 Buy 300 11.250 USD 4/25/95 5/03/95 Sell 35,000 10.750 USD 4/25/95 5/03/95 Buy 35,000 10.875 USD 4/27/95 5/09/95 Sell 15,000 12.125 USD 4/27/95 5/09/95 Buy 5,000 12.375 USD 4/27/95 5/09/95 Buy 5,000 12.375 USD 4/27/95 5/09/95 Buy 5,000 12.375 USD 4/28/95 5/05/95 Buy 5,000 12.150 USD 5/02/95 5/09/95 Sell 2,000 12.125 USD 5/16/95 5/23/95 Sell 800 12.250 USD 5/16/95 5/23/95 Sell 23,200 12.250 USD 5/17/95 5/24/95 Sell 2,000 12.375 USD 5/18/95 5/25/95 Sell 1,400 12.125 USD 5/19/95 5/26/95 Sell 4,200 12.125 USD 5/22/95 5/30/95 Buy 170 12.250 USD 5/22/95 5/30/95 Sell 5,000 12.250 USD 5/23/95 5/31/95 Sell 5,000 12.250 USD 5/23/95 5/31/95 Sell 5,000 12.250 USD 5/23/95 5/31/95 Sell 2,500 12.375 USD 5/24/95 6/01/95 Sell 16,500 12.375 USD 5/24/95 6/01/95 Sell 6,300 12.375 USD -----END PRIVACY-ENHANCED MESSAGE-----